Interest Rate Derivatives Middle Office Associate
A top-tier Bank in Midtown, Manhattan is seeking a Rates Trade Support Associate for a permanent position! Responsibilities: Responsible for supporting and controlling the business initiated by FX desks as well as Interest Rates trading desks, including Inflation and Options desks. Facilitate trade modifications in FO systems as requested and relevant Manage and control trades’…
Compliance Officer
Top-Tier Investment Manager in NYC is looking for a permanent Compliance Officer! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance requirements Coordinate with the firm’s outside service providers to ensure regulatory filings are made…
Futures Middle Office Associate Director
A top-tier Financial Services Firm in Tampa, Florida is seeking a Futures Operations Associate Responsibilities: Support Futures related post execution activities throughout the life of the trade Pro-actively seek and drive opportunities to achieve straight-through processing and improve efficiency of settlement processes Reconcile GMI to external reports such as carrying broker statements and exchange Clearing…
IT Audit FVP
Top-Tier Bank in New York City is seeking an IT Audit Director for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls…
IT Audit VP
Top-Tier Bank in New York City is seeking an IT Auditor for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls in place…
Lending Audit FVP
Top-Tier Bank in Midtown, Manhattan is a seeking a Credit Risk Auditor at the VP level! Responsibilities: Lead and conduct audits with a focus on credit risk and related operational processes ranging from simple to complex Generate appropriate work papers based on testing of audit procedures established during the planning phase of the audit process…
BSA/AML/OFAC Compliance Audit Lead – SVP
Top-Tier Bank in Midtown, Manhattan is seeking a Compliance Audit Director! Responsibilities: The Auditor, with a focus on Financial Security, should be regularly trained on banking and regulatory matters and must have the basic knowledge of the audited area that he/she is responsible for. Previous experience in auditing financial security (BSA/AML, international Sanctions) is required,…
Enterprise Relationship Manager
Exciting and growing Fintech company is seeking a Relationship/ Account Manager to join their growing enterprise business! Responsibilities Create, nurture and close opportunities with new and existing clientele Complete RFPs for existing customers Establishing and maintaining solid relationships with business stakeholders on the accounts Conduct business reviews with senior stakeholders to ensure maximum ROI…
KYC AVP
Top-Tier Bank is seeking a permanent KYC AVP! Responsibilities: Use strong communication skills (verbal and written) in order to on-board new clients to the bank and perform the necessary due diligence to ensure that potential new clients meet all the current KYC (Know Your Client) and AML (Anti Money Laundering) requirements, including OFAC/World Check Screening;…
KYC Periodic Review VP
Responsibilities: Responsible for full-cycle onboarding of new clients Responsible for collecting and review of AML and KYC documents in accordance with the current procedures Screen potential PEPs and sanctions alerts including negative news Analyze various account documents regarding clients Complete KYC for all new and existing clients Escalate risks and further Enhanced Due Diligence …