BSA/AML/OFAC Compliance Audit Lead – SVP
Top-Tier Bank in Midtown, Manhattan is seeking a Compliance Audit Director! Responsibilities: The Auditor, with a focus on Financial Security, should be regularly trained on banking and regulatory matters and must have the basic knowledge of the audited area that he/she is responsible for. Previous experience in auditing financial security (BSA/AML, international Sanctions) is required,…
KYC AVP
Top-Tier Bank is seeking a permanent KYC AVP! Responsibilities: Use strong communication skills (verbal and written) in order to on-board new clients to the bank and perform the necessary due diligence to ensure that potential new clients meet all the current KYC (Know Your Client) and AML (Anti Money Laundering) requirements, including OFAC/World Check Screening;…
KYC Periodic Review VP
Responsibilities: Responsible for full-cycle onboarding of new clients Responsible for collecting and review of AML and KYC documents in accordance with the current procedures Screen potential PEPs and sanctions alerts including negative news Analyze various account documents regarding clients Complete KYC for all new and existing clients Escalate risks and further Enhanced Due Diligence …
Entry Level (Graduate Trainee) Relationship Manager
Bank in New York City is seeking an Entry-Level candidate for a Loan Operations position! This person must be fluent in Mandarin. Description: Loan & Credit Operations Build relationships with the firm's clients Working with various operations and reconciliations functions Qualifications: Bachelor's Degree is required (Finance or business is highly preferred) 0-2 years experience working…
Compliance Associate / Officer
Top-Tier Broker Dealer in Midtown is looking for a permanent Compliance Officer! A leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance…
Accounting Manager
Top-Tier Family Office in Midtown, Manhattan is seeking an Accounting Manager! Looking for someone who knows how to book transferred assets and who is tech savvy (VBA/Macros, etc.) Will also be reporting on net worth, cash flows, expenses, financial reports for high-net worth individuals Strong experience working with LLCs and Trusts Must have experience working…
Audit Manager
An established full service Accounting firm is seeking an Audit Manager! Responsibilities Oversee engagements in various industries Manage budgets for all engagements Effectively manage team members and communicate progress with Partners Provide excellent client experiences through active communication and effective execution of assignments Manage firm risk on audits and proposals Collaborate with Directors and Partners…
Accounts Payable Associate
Top Tier Investment Management Company in New York City is looking for an Accounts Payable Associate for a permanent position! Responsibilities: Responsible for entering accounts payable data into Traverse general ledger software and maintaining Excel cash general ledgers, including processing accounts payable for all corporate entities and researching inquiries related to accounts payable. Interact with…
Corporate Accountant
Top-tier Fund in Midtown, Manhattan is seeking a permanent Corporate Accountant! Responsibilities Responsible for preparation/input/recording of capital calls and distributions, analyzing member’s accounts on an ongoing basis to ensure proper funding available Perform daily cash and position reconciliations for our separately managed wrap program account. Conduct reconciliations and fee calculations for separately managed accounts. Reconcile…