KYC Periodic Review VP
Responsibilities: Responsible for full-cycle onboarding of new clients Responsible for collecting and review of AML and KYC documents in accordance with the current procedures Screen potential PEPs and sanctions alerts including negative news Analyze various account documents regarding clients Complete KYC for all new and existing clients Escalate risks and further Enhanced Due Diligence …
IT Project Manager
The ideal IT Project Manager will be responsible for designing, implementing, managing, and evaluating IT projects across our organization, namely, launching mobile and online banking. In order to do this successfully, this person should feel comfortable handling multiple tasks at a time. Responsibilities Take ownership of Information Technology project lifecycle Coordinate project schedules and with…
Receptionist
Top-Tier Investment Management Fund in Midtown, Manhattan is seeking a Receptionist / Administrative Assistant for a permanent position! Responsibilities: Answer calls and direct the caller to the appropriate employee. Greet and direct visitors to conference rooms and inform the appropriate employee of the visitor’s arrival in a timely manner. Assist the executive assistants with setting…
Compliance Associate / Officer
Top-Tier Broker Dealer in Midtown is looking for a permanent Compliance Officer! A leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance…
Accounting Manager
Top-Tier Family Office in Midtown, Manhattan is seeking an Accounting Manager! Looking for someone who knows how to book transferred assets and who is tech savvy (VBA/Macros, etc.) Will also be reporting on net worth, cash flows, expenses, financial reports for high-net worth individuals Strong experience working with LLCs and Trusts Must have experience working…
Senior Auditor
An established full service Accounting firm is seeking an Audit Manager! Responsibilities Oversee engagements in various industries Manage budgets for all engagements Effectively manage team members and communicate progress with Partners Provide excellent client experiences through active communication and effective execution of assignments Manage firm risk on audits and proposals Collaborate with Directors and…
Investment Specialist
Top-Tier Investment Manager in Midtown is looking for multiple Internal Wholesalers! Responsibilities: Work with Regional Director to formulate and execute territory business plan. Work with digital media marketing Director to formulate and execute branding campaign Cultivate relationships with financial representatives via phone and email contact. Accommodate inbound sales and marketing calls Initiate outbound marketing phone…
EA to CEO
Top-Tier Investment Management firm is looking for an Executive Assistant for their CEO! Responsibilities: Manage CEO’s phoneline, determine priority call-back list, record detailed messages, and log calls. Provide sophisticated calendar management for CEO. Prioritize inquiries and requests while troubleshooting conflicts; make judgements and recommendations to ensure smooth day-to-day engagements. Arranges travel and meetings by developing…
Accounts Payable Associate
Top Tier Investment Management Company in New York City is looking for an Accounts Payable Associate for a permanent position! Responsibilities: Responsible for entering accounts payable data into Traverse general ledger software and maintaining Excel cash general ledgers, including processing accounts payable for all corporate entities and researching inquiries related to accounts payable. Interact with…
Corporate Accountant
Top-tier Fund in Midtown, Manhattan is seeking a permanent Corporate Accountant! Responsibilities Responsible for preparation/input/recording of capital calls and distributions, analyzing member’s accounts on an ongoing basis to ensure proper funding available Perform daily cash and position reconciliations for our separately managed wrap program account. Conduct reconciliations and fee calculations for separately managed accounts. Reconcile…