Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable regulations,…
Senior Legal Counsel & Compliance Officer
Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team! Responsibilities: Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing…
Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Senior Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable…
Compliance Officer
Top-Tier Investment Manager in NYC is looking for a permanent Compliance Officer! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance requirements Coordinate with the firm’s outside service providers to ensure regulatory filings are made…
Entry Level (Graduate Trainee) Relationship Manager
Bank in New York City is seeking an Entry-Level candidate for a Loan Operations position! This person must be fluent in Mandarin. Description: Loan & Credit Operations Build relationships with the firm's clients Working with various operations and reconciliations functions Qualifications: Bachelor's Degree is required (Finance or business is highly preferred) 0-2 years experience working…
Compliance Associate / Officer
Top-Tier Broker Dealer in Midtown is looking for a permanent Compliance Officer! A leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance…
Accounting Manager
Top-Tier Family Office in Midtown, Manhattan is seeking an Accounting Manager! Looking for someone who knows how to book transferred assets and who is tech savvy (VBA/Macros, etc.) Will also be reporting on net worth, cash flows, expenses, financial reports for high-net worth individuals Strong experience working with LLCs and Trusts Must have experience working…
PowerPoint Specialist
Top-Tier Investment Management firm in Midtown, Manhattan is seeking a Presentation Specialist for a permanent position! Responsibilities: Requires ensuring that all presentations effectively communicate information to external audiences in the most dynamic way possible. Format PowerPoint documents within brand guidelines on a quarterly basis Ensure all materials produced are using our branding style, format, and…
Channel Marketing Senior Associate (Intermediary & RIA)
Top-Tier Investment Management firm is looking for a permanent Marketing AVP! Responsibilities: Execute email marketing campaigns and assist in the planning and executions of call series, marketing support of conferences/events and assist in other initiatives such as, mailings, collateral maintenance and development, etc. Perform task such as routing SOWs, compiling analytics request, determining content for…
Accounts Payable Associate
Top Tier Investment Management Company in New York City is looking for an Accounts Payable Associate for a permanent position! Responsibilities: Responsible for entering accounts payable data into Traverse general ledger software and maintaining Excel cash general ledgers, including processing accounts payable for all corporate entities and researching inquiries related to accounts payable. Interact with…