Senior Legal Counsel & Compliance Officer

  • Location: New York, New York
  • Type: Direct Hire
  • Job #54
  • Salary: $225,000 - $295,000 Per Year

Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team!
 

Responsibilities:

  • Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. 
  • Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing agreements.
  • Advise business on upcoming and current legal and regulatory risks and opportunities.
  • Supervise an SEC and NFA compliance program.
  • Handle contract negotiation directly with internal and external clients ensuring that sales and the business comply with applicable laws and regulations.

Qualifications:

  • Admitted to practice in the US.
  • 4-8 years of experience practicing law at law firm or at internal fund
  • Knowledge of Investment Advisors Act of 1940
  • Ability to work in a fast-paced work environment.
  • Excellent interpersonal skills.
  • A high level of understanding of processes, policies and key relationships.
     
Attach a resume file. Accepted file types are DOC, DOCX, PDF, HTML, and TXT.

We are uploading your application. It may take a few moments to read your resume. Please wait!