Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable regulations,…
Senior Legal Counsel & Compliance Officer
Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team! Responsibilities: Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing…
Information Technology Auditor
Top-Tier Financial Services company in Greenwich, Connecticut is seeking an IT Auditor for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls in…
Compliance Audit Vice President
Top-Tier Financial Services Company in Greenwich, CT is seeking a Compliance Audit professional for a permanent position! Responsibilities: The Auditor, with a focus on Financial Security, should be regularly trained on banking and regulatory matters and must have the basic knowledge of the audited area that he/she is responsible for. Previous experience in auditing financial…
Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Senior Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable…
Compliance Officer
Top-Tier Investment Manager in NYC is looking for a permanent Compliance Officer! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance requirements Coordinate with the firm’s outside service providers to ensure regulatory filings are made…
IT Audit FVP
Top-Tier Bank in New York City is seeking an IT Audit Director for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls…
IT Audit VP
Top-Tier Bank in New York City is seeking an IT Auditor for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls in place…
Lending Audit FVP
Top-Tier Bank in Midtown, Manhattan is a seeking a Credit Risk Auditor at the VP level! Responsibilities: Lead and conduct audits with a focus on credit risk and related operational processes ranging from simple to complex Generate appropriate work papers based on testing of audit procedures established during the planning phase of the audit process…
BSA/AML/OFAC Compliance Audit Lead – SVP
Top-Tier Bank in Midtown, Manhattan is seeking a Compliance Audit Director! Responsibilities: The Auditor, with a focus on Financial Security, should be regularly trained on banking and regulatory matters and must have the basic knowledge of the audited area that he/she is responsible for. Previous experience in auditing financial security (BSA/AML, international Sanctions) is required,…