Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable regulations,…
Senior Legal Counsel & Compliance Officer
Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team! Responsibilities: Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing…
Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Senior Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable…
Interest Rate Derivatives Middle Office Associate
A top-tier Bank in Midtown, Manhattan is seeking a Rates Trade Support Associate for a permanent position! Responsibilities: Responsible for supporting and controlling the business initiated by FX desks as well as Interest Rates trading desks, including Inflation and Options desks. Facilitate trade modifications in FO systems as requested and relevant Manage and control trades’…
Compliance Officer
Top-Tier Investment Manager in NYC is looking for a permanent Compliance Officer! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance requirements Coordinate with the firm’s outside service providers to ensure regulatory filings are made…
Futures Middle Office Associate Director
A top-tier Financial Services Firm in Tampa, Florida is seeking a Futures Operations Associate Responsibilities: Support Futures related post execution activities throughout the life of the trade Pro-actively seek and drive opportunities to achieve straight-through processing and improve efficiency of settlement processes Reconcile GMI to external reports such as carrying broker statements and exchange Clearing…
P&L VP
Top-Tier Investment Bank in Midtown, Manhattan is seeking a P&L candidate at the VP/AVP level for a permanent position! Responsibilities: Validate and maintain, independently from front office, end of day market data; Produce a daily P&L for all local trading desks within fixed income Perform a P&L Attribution Analysis; Produce risk indicators, including Value at…
Compliance Associate / Officer
Top-Tier Broker Dealer in Midtown is looking for a permanent Compliance Officer! A leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance…