Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable regulations,…
Senior Legal Counsel & Compliance Officer
Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team! Responsibilities: Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing…
Project Manager Vice President (Banking)
Top Tier Investment Bank in Midtown is looking for a permanent Project Manager to support a front-office team. Responsibilities: Develop an expertise in the bank’s internal proprietary securitization system and CPU as well as other systems currently used by the Securitization team Partner with IT, both local and global, to define priorities and strategy to…
Fixed Income Operations
Premier Investment Advisor is seeking a permanent Fixed Income Operations Analyst Responsibilities: Full life cycle trade support role Onboard all SMA's Performance Reporting Responsible for booking, capturing, P&L and reconciling trades Processing and settling trades Qualifications: 2-6 years of experience working within the Middle Office/Operations at a fund or Investment Advisor. Prior experience with Fixed…
Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Senior Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable…
Compliance Officer
Top-Tier Investment Manager in NYC is looking for a permanent Compliance Officer! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance requirements Coordinate with the firm’s outside service providers to ensure regulatory filings are made…
IT Project Manager
The ideal IT Project Manager will be responsible for designing, implementing, managing, and evaluating IT projects across our organization, namely, launching mobile and online banking. In order to do this successfully, this person should feel comfortable handling multiple tasks at a time. Responsibilities Take ownership of Information Technology project lifecycle Coordinate project schedules and with…
Entry Level (Graduate Trainee) Credit Administrator
Bank in New York City is seeking an Entry-Level candidate for a Loan Operations position! This person must be fluent in Cantonese. Description: Loan & Credit Operations Build relationships with the firm's clients Working with various operations and reconciliations functions Qualifications: Bachelor's Degree is required (Finance or business is highly preferred) 0-2 years experience working…
Compliance Associate / Officer
Top-Tier Broker Dealer in Midtown is looking for a permanent Compliance Officer! A leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance…
Accounting Manager
Top-Tier Family Office in Midtown, Manhattan is seeking an Accounting Manager! Looking for someone who knows how to book transferred assets and who is tech savvy (VBA/Macros, etc.) Will also be reporting on net worth, cash flows, expenses, financial reports for high-net worth individuals Strong experience working with LLCs and Trusts Must have experience working…