Senior Legal Counsel & Compliance Officer
Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team! Responsibilities: Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing…
Compliance Officer
Top-Tier Investment Manager in NYC is looking for a permanent Compliance Officer! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests Counsel business associates on regulatory and compliance requirements Coordinate with the firm’s outside service providers to ensure regulatory filings are made…
IT Audit FVP
Top-Tier Bank in New York City is seeking an IT Audit Director for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls…
IT Audit VP
Top-Tier Bank in New York City is seeking an IT Auditor for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls in place…
Lending Audit FVP
Top-Tier Bank in Midtown, Manhattan is a seeking a Credit Risk Auditor at the VP level! Responsibilities: Lead and conduct audits with a focus on credit risk and related operational processes ranging from simple to complex Generate appropriate work papers based on testing of audit procedures established during the planning phase of the audit process…
BSA/AML/OFAC Compliance Audit Lead – SVP
Top-Tier Bank in Midtown, Manhattan is seeking a Compliance Audit Director! Responsibilities: The Auditor, with a focus on Financial Security, should be regularly trained on banking and regulatory matters and must have the basic knowledge of the audited area that he/she is responsible for. Previous experience in auditing financial security (BSA/AML, international Sanctions) is required,…
IT Project Manager
The ideal IT Project Manager will be responsible for designing, implementing, managing, and evaluating IT projects across our organization, namely, launching mobile and online banking. In order to do this successfully, this person should feel comfortable handling multiple tasks at a time. Responsibilities Take ownership of Information Technology project lifecycle Coordinate project schedules and with…
PowerPoint Specialist
Top-Tier Investment Management firm in Midtown, Manhattan is seeking a Presentation Specialist for a permanent position! Responsibilities: Requires ensuring that all presentations effectively communicate information to external audiences in the most dynamic way possible. Format PowerPoint documents within brand guidelines on a quarterly basis Ensure all materials produced are using our branding style, format, and…
Channel Marketing Senior Associate (Intermediary & RIA)
Top-Tier Investment Management firm is looking for a permanent Marketing AVP! Responsibilities: Execute email marketing campaigns and assist in the planning and executions of call series, marketing support of conferences/events and assist in other initiatives such as, mailings, collateral maintenance and development, etc. Perform task such as routing SOWs, compiling analytics request, determining content for…