Data Management Associate
Top-Tier Investment Bank in Midtown, Manhattan is seeking a Business Intelligence Data Associate to join their growing team! Responsibilities: Lead all aspects of data management including ensuring data integrity of client records CRM and internal Data warehouse Support data-driven decisions as in-house expert for data mining, data processing, manipulation, analysis and presentation Monitor daily…
Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable regulations,…
Senior Legal Counsel & Compliance Officer
Exciting FinTech Company is seeking a Senior Legal Counsel to join their growing team! Responsibilities: Face off with product and engineering teams on new product and technology launches – handling any regulatory issues. Negotiate, draft and advise the firm on commercial contracts, including agreements, licenses, technology agreements, distribution agreements, customer contracts, vendor contracts, and marketing…
KYC Senior Associate
A top-tier Investment Bank in Midtown is looking for a permanent KYC Senior Associate! Responsibilities: Ensure KYC documentation added to the KYC source systems is accurate and complete Drive key relationships with the business and clients, including acting as Single Point of Contact for KYC Liaise with Sales, Bankers, Relationship Managers and client directly to…
Project Manager Vice President (Banking)
Top Tier Investment Bank in Midtown is looking for a permanent Project Manager to support a front-office team. Responsibilities: Develop an expertise in the bank’s internal proprietary securitization system and CPU as well as other systems currently used by the Securitization team Partner with IT, both local and global, to define priorities and strategy to…
Information Technology Auditor
Top-Tier Financial Services company in Greenwich, Connecticut is seeking an IT Auditor for a permanent position! Responsibilities: Prepare work papers and coordinate receipt of audit materials required to analyze, test and evaluate the entity’s control environment Conduct interviews, walkthroughs, and document results Assess the risks associated with various business objectives and evaluate the controls in…
Compliance Audit Vice President
Top-Tier Financial Services Company in Greenwich, CT is seeking a Compliance Audit professional for a permanent position! Responsibilities: The Auditor, with a focus on Financial Security, should be regularly trained on banking and regulatory matters and must have the basic knowledge of the audited area that he/she is responsible for. Previous experience in auditing financial…
Fixed Income Operations
Premier Investment Advisor is seeking a permanent Fixed Income Operations Analyst Responsibilities: Full life cycle trade support role Onboard all SMA's Performance Reporting Responsible for booking, capturing, P&L and reconciling trades Processing and settling trades Qualifications: 2-6 years of experience working within the Middle Office/Operations at a fund or Investment Advisor. Prior experience with Fixed…
Sales Director
Exciting and growing Fintech company is seeking an Enterprise Sales Director to join their growing enterprise business! Responsibilities: Create, nurture and close opportunities with new and existing clientele Complete RFPs for prospective customers Develop sales territory within a wide range targeted organizations Manage all sales pipelines in Salesforce Forecast sales revenue potential in territory…
Compliance Officer
Top-Tier Financial Services Company in Tampa is looking for a permanent Senior Compliance Officer! Responsibilities: The ideal candidate will be professional, analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk management and industry’s principles. Continually improve Compliance Program for relevant entity by utilizing applicable…